ID : 39617
We are please to offer to market a Fully FCA Authorised Financial Services firm. The firm has only just been authorised in 2018 and has NOT traded. The firm will be”ready to go” subject to due diligence and regulatory approval of the buyer(s) which we can assist the buyers with if required, costs apply
There are no adverse issues to report with the firm.
The firm has the following FCA permissions
Client Money
This firm must protect the money it holds and/or controls on behalf of customers. It cannot lend this money or use it to finance its own business.
Specific requirements may change this firm’s ability to hold and/or control client money – see below for details.
Requirements
Requirements are rules placed on the firm that apply to all of the financial services activities that it can operate.
BIPRU firm MiFID activity restriction
May control but not hold client money
Advising on investments (except on Pension Transfers and Pension Opt Outs)
Customer Type
Eligible Counterparty
Professional
Investment Type
Commodity Future
Commodity option and option on commodity future
Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Future (excluding a commodity future and a rolling spot forex contract)
Option (excluding a commodity option and an option on a commodity future)
Rights to or interests in investments (Contractually Based Investments)
Rolling spot forex contract
Spread Bet
Limitation
Rights/interests – cont ltd to cont based inv
Agreeing to carry on a regulated activity
Limitation
Limited to carry on regulated activities.
Arranging (bringing about) deals in investments
Customer Type
Eligible Counterparty
Professional
Investment Type
Alternative Debenture
Certificates representing certain security
Commodity Future
Commodity option and option on commodity future
Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Debenture
Emissions Allowance
Future (excluding a commodity future and a rolling spot forex contract)
Government and public security
Option (excluding a commodity option and an option on a commodity future)
Rights to or interests in investments (Contractually Based Investments)
Rights to or interests in investments (Security)
Rolling spot forex contract
Share
Spread Bet
Unit
Warrant
Limitation
Rights to or interests in (both).
Arranging safeguarding and administration of assets
Customer Type
Eligible Counterparty
Professional
Investment Type
Alternative Debenture
Certificates representing certain security
Commodity Future
Commodity option and option on commodity future
Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Debenture
Emissions Allowance
Future (excluding a commodity future and a rolling spot forex contract)
Government and public security
Option (excluding a commodity option and an option on a commodity future)
Rights to or interests in investments (Contractually Based Investments)
Rights to or interests in investments (Security)
Rolling spot forex contract
Share
Spread Bet
Unit
Warrant
Limitation
Rights to or interests in (both).
Dealing in investments as agent
Customer Type
Eligible Counterparty
Professional
Investment Type
Alternative Debenture
Certificates representing certain security
Commodity Future
Commodity option and option on commodity future
Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Debenture
Emissions Allowance
Future (excluding a commodity future and a rolling spot forex contract)
Government and public security
Option (excluding a commodity option and an option on a commodity future)
Rights to or interests in investments (Contractually Based Investments)
Rights to or interests in investments (Security)
Rolling spot forex contract
Share
Spread Bet
Unit
Warrant
Limitation
Rights to or interests in (both).
Making arrangements with a view to transactions in investments
Customer Type
Eligible Counterparty
Professional
Investment Type
Alternative Debenture
Certificates representing certain security
Commodity Future
Commodity option and option on commodity future
Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Debenture
Emissions Allowance
Future (excluding a commodity future and a rolling spot forex contract)
Government and public security
Option (excluding a commodity option and an option on a commodity future)
Rights to or interests in investments (Contractually Based Investments)
Rights to or interests in investments (Security)
Rolling spot forex contract
Share
Spread Bet
Unit
Warrant
Limitation
Rights to or interests in (both).
South Korea Seoul Gangnam-gu 06164
£20.00 (Negotiable)
41 Worksop Road, Swallownest, Sheffield, S26 4WA
£200.00 (Negotiable)
